Policy Name: Negotiating
and Accepting Research Agreements
Policy Number: F/UNTHSC/RES/OGCM-012
Scope: All Researchers
Created/Revised: Created 7/13/01, Revised 07/11/03
Effective: 8/17/01
Authority to review, negotiate and endorse sponsored research
agreements has been delegated to the Office of Research & Biotechnology.
Sponsored agreements routinely include information about level
of funding, period of performance, the mechanism for receiving
funds, and reporting requirements. In many cases, sponsors incorporate
a standard set of terms and conditions (Federal Notice of Grant
Awards, for example), but may also include additional project-specific
requirements.
Many sponsors issue unilateral agreements that do not require
institutional counter signatures. In these cases, the Office of
Grant & Contract Management (OGCM) is expected to notify the
sponsor if there are terms and conditions that are not acceptable
to the Institution or investigator. Some sponsors issue bilateral
agreements, requiring an institutional countersignature. Often,
it is necessary for Office of Research & Biotechnology and/or
the Office of General Counsel to negotiate changes to sponsor terms
and conditions. Intellectual property rights, rights to publish,
confidentiality, termination, and indemnification language often
require negotiation in order to ensure appropriate protection for
the investigator and the Institution.
During negotiation of an agreement, the Office of Research & Biotechnology
personnel will work closely with the Office of General Counsel
to finalize the document.
The UNTHSC approval process routing procedure will be followed
for all agreements.
The Principal Investigator will be kept apprised of the progress
and finalization of all agreements.
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